Who Is Compass Financial?

We are independent, holistic financial advisers who have been helping clients grow, protect, and manage their financial wellbeing with more than 50 years of combined experience. Our team of fiduciary advisers and wonderful support staff are here to understand your personal situation and develop a plan to help you feel more confident in your finances. We take time to provide you an education on the process and provide clear action steps at every turn.

• Holistic financial planning without ties to any specific company. 
• Retirement, non-retirement, employer, and education accounts, to name a few.
• Broad selection of mutual funds and ETFs from a wide variety of companies, helping you find the best funds to meet your goals.
• Estate Planning advice to give you and your family peace of mind. We connect and work with high-quality attorneys in the region to support our clients when needed.
• Life and health insurance across a range of premiums and benefits for individuals and businesses.
• Medicare Supplements and Prescription Drug Plans for those needing help navigating the complex landscape of Medicare.
• Tax planning strategies.

Relationships are key. We wouldn’t be here if it weren’t for the incredible clients we have the opportunity  to journey alongside.

Once we listen to your situation and needs, we work hard to educate you on the path forward and give the best recommendations to get you to your goals. Our desire is that you find confidence and clarity in your finances, and that you’re treated like a real human—not just another client. 

There are no cookie cutter solutions and it’s vital you understand the risk, costs, and overall plan we suggest. We never want you to wonder or worry about your finances. After all, it’s your money! 

When we can’t meet and talk about your investment questions, we’re happy to provide 24/7 access to one of the industry’s most widely recognized client web portals. 

There are also annual reports and, at a minimum, annual reviews where we enjoy seeing clients and catching up. Of course, we’re not limited to talking only once per year, and every monthly statement is a good opportunity to review your portfolio and talk about any of your questions. We’re here year-round to offer answers to your everyday questions—big and small.

Our fees are based on a percentage of assets we manage for you—that means there are no upfront or backend costs for any of our services. This method provides us the ability to avoid all the up-front and backend load fees, surrender fees and trade fees.

Your success is our success.

There is no fee for our initial meeting, and we don't charge any consultation fees. Our vision is on the long term plan, not missing the forest for the trees.

More than simply a statistic, our performance is perhaps best measured by your satisfaction. Every client’s needs are different, and therefore every evaluation of performance is different. 

What makes you most satisfied? That is our benchmark. 

For a more numbers-driven approach, we have a suite of tools that can help us visualize and track the statistical performance of portfolios and strategies. Still, we aim to first recognize the humanity in all of us and the emotions behind every financial decision.